Year: 2019

AFM report on deficiences in MiFID II compliance

AFM report on deficiences in MiFID II compliance by investment firms that provide investment services to professionals On 10 December 2019 the AFM published a report with its findings following from an investigation into MiFID II compliance by ten investment firms...

Brexit update

With the postponed Brexit date of 31 October 2019 rapidly approaching, this is a short update of relevant Dutch rules and regulations for the financial services industry to mitigate the negative consequences of a hard Brexit. This update does not cover EU-wide...